8 hours ago

SEC Charges 38 Entities Over False Investment Adviser Filings

The SEC has charged 38 entities for allegedly using false filings to make themselves appear legitimate as registered investment ad...

9 hours ago

FTX Insiders Ellison And Wang Finalize CFTC Settlements With Permanent Bans

Former FTX executives Caroline Ellison and Gary Wang have finalized CFTC consent orders that impose permanent trading and registra...

10 hours ago

CFTC Fines Former White House Staffer Over Event Contract Insider Trading

The CFTC has fined former White House staffer Gabriel Perez $172,000 over alleged insider trading in event contracts, marking anot...